Disclosure Appendix

*Investment portfolios are diversified over numerous funds and fund managers

Indirect collection of personal information with our providers and other third parties.

Sometimes we collect personal information about people from providers and other third parties rather than directly from them. When we do that, we take steps to make sure the person is aware of the collection, the reason for it, who the information may be shared with, who we are, and how they can ask for access to or correction of their information.

To keep this information practical and up to date, we publish an Indirect Collection Source Schedule. It lists the providers and other third parties we commonly collect from, the types of information involved, the purpose of collection, and the intended recipients.

You can request the current schedule by contacting us at compliance@firstcapital.co.nz.